ASX:LKE - Becoming a substantial holder

Becoming a substantial holder

Released 21 Jul 2023 - 6:50 PM

Announcement PDF 603 Page 1 of 3 Form 603 Corporations Act 2001 Section 671B Notice of initial substantial holder To Company Name/Scheme LAKE RESOURCES NL ACN/ARSN/ABN 490 794 719 80 1. Details of substantial holder (1) Name JPMorgan Chase & Co. and its affiliates ACN/ARSN (if applicable) NA The holder became a substantial holder on 19/07/2023 2. Details of voting power The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate (2) had a relevant interest (3) in on the date the substantial holder became a substantial holder are as follows: Class of securities (4) Number of securities Ordinary Person's votes (5) 72,906,475 Voting power (6) 72,906,475 5.13% 3. Details of relevant interests The nature of the relevant interest the substantial holder or an associate had in the following voting securities on the date the substantial holder became a substantial holder are as follows: Holder of relevant interest Nature of relevant interest (7) JPMORGAN CHASE BANK,N.A Class and number of securities Securities on Loan as Agent Lender Holder of securities subject to an obligation to return under a securities lending agreement Purchase and sales of securities in its capacity as Principal/Proprietary Rehypothecation of client securities under a Prime Brokerage Agreement Holder of securities subject to an obligation to return under a securities lending agreement Purchase and sales of securities in its capacity as Principal/Proprietary Holder of securities subject to an obligation to return under a securities lending agreement J.P. MORGAN SECURITIES PLC J.P. MORGAN SECURITIES PLC J.P. MORGAN SECURITIES LLC J.P. MORGAN SECURITIES LLC J.P. MORGAN SECURITIES AUSTRALIA LIMITED J.P. MORGAN SECURITIES AUSTRALIA LIMITED 23,863,016 (Ordinary) 12,779,201 (Ordinary) 244,919 (Ordinary) 2,588,761 (Ordinary) 22,893,743 (Ordinary) 5,448,959 (Ordinary) 5,087,876 (Ordinary) 4. Details of present registered holders The persons registered as holders of the securities referred to in paragraph 3 above are as follows: Holder of relevant interest Registered holder of securities Person entitled to be registered as holder (8) Class and number of securities JPMORGAN CHASE BANK,N.A JPM Nominees Australia Pty Limited Various Borrowers under the Securities Lending Agreement 23,863,016 (Ordinary) J.P. MORGAN SECURITIES PLC JPM Nominees Australia Pty Limited JPM Nominees Australia Pty Limited 12,779,201 (Ordinary) J.P. MORGAN SECURITIES PLC JPM Nominees Australia Pty Limited J.P. MORGAN SECURITIES PLC 244,919 (Ordinary) J.P. MORGAN SECURITIES LLC Citi Australia Various Clients and Custodians 2,588,761 (Ordinary) 603 Page 2 of 3 J.P. MORGAN SECURITIES LLC Citi Australia Citi Australia 22,893,743 (Ordinary) J.P. MORGAN SECURITIES AUSTRALIA LIMITED Ecapital Nominees Pty Ltd J.P. MORGAN SECURITIES AUSTRALIA LIMITED 5,448,959 (Ordinary) J.P. MORGAN SECURITIES AUSTRALIA LIMITED Ecapital Nominees Pty Ltd Ecapital Nominees Pty Ltd 5,087,876 (Ordinary) 5. Consideration The consideration paid for each relevant interest referred to in paragraph 3 above, and acquired in the four months prior to the day that the substantial holder became a substantial holder is as follows: Holder of relevant interest See Appendix Date of acquisition Consideration (9) Cash Class and number of securities Non-cash 6. Associates The reasons the persons named in paragraph 3 above are associates of the substantial holder are as follows: Name and ACN/ARSN (if applicable) Nature of association J.P. MORGAN SECURITIES LLC Subsidiary of JPMorgan Chase & Co. J.P. MORGAN SECURITIES PLC Subsidiary of JPMorgan Chase & Co. J.P. MORGAN SECURITIES AUSTRALIA LIMITED Subsidiary of JPMorgan Chase & Co. JPMORGAN CHASE BANK, N.A. Subsidiary of JPMorgan Chase & Co. 7. Addresses The addresses of persons named in this form are as follows: Name J.P. MORGAN SECURITIES LLC Address 383 Madison Avenue, New York, New York, NY, 10179, United States 383 Madison Ave., New York, New York, NY, 10179, United States J.P. MORGAN SECURITIES PLC 25 Bank Street, Canary Wharf, London, E14 5JP, England J.P. MORGAN SECURITIES AUSTRALIA LIMITED Level 18, 83-85 Castlereagh Street, Sydney, NSW 2000, Australia JPMORGAN CHASE BANK, N.A. 1111 Polaris Parkway, Columbus, Delaware, OH, 43240, United States JPMorgan Chase & Co. Signature print name sign here Vasim Pathan Capacity date Compliance Officer 21/07/2023 603 Page 3 of 3 DIRECTIONS (1) If there are a number of substantial holders with similar or related relevant interests (eg. a corporation and its related corporations, or the manager and trustee of an equity trust), the names could be included in an annexure to the form. If the relevant interests of a group of persons are essentially similar, they may be referred to throughout the form as a specifically named group if the membership of each group, with the names and addresses of members is clearly set out in paragraph 7 of the form. (2) See the definition of "associate" in section 9 of the Corporations Act 2001. (3) See the definition of "relevant interest" in sections 608 and 671B(7) of the Corporations Act 2001. (4) The voting shares of a company constitute one class unless divided into separate classes. (5) The total number of votes attached to all the voting shares in the company or voting interests in the scheme (if any) that the person or an associate has a relevant interest in. (6) The person's votes divided by the total votes in the body corporate or scheme multiplied by 100. (7) Include details of: (a) any relevant agreement or other circumstances by which the relevant interest was acquired. If subsection 671B(4) applies, a copy of any document setting out the terms of any relevant agreement, and a statement by the person giving full and accurate details of any contract, scheme or arrangement, must accompany this form, together with a written statement certifying this contract, scheme or arrangement; and (b) any qualification of the power of a person to exercise, control the exercise of, or influence the exercise of, the voting powers or disposal of the securities to which the relevant interest relates (indicating clearly the particular securities to which the qualification applies). See the definition of "relevant agreement" in section 9 of the Corporations Act 2001. (8) If the substantial holder is unable to determine the identity of the person ( eg. if the relevant interest arises because of an option) write "unknown". (9) Details of the consideration must include any and all benefits, money and other, that any person from whom a relevant interest was acquired has, or may, become entitled to receive in relation to that acquisition. Details must be included even if the benefit is conditional on the happening or not of a contingency. Details must be included of any benefit paid on behalf of the substantial holder or its associate in relation to the acquisitions, even if they are not paid directly to the person from whom the relevant interest was acquired. TRADES FOR RELEVANT PERIOD Transaction Date Balance at start of relevant period 20-Mar-23 20-Mar-23 20-Mar-23 20-Mar-23 20-Mar-23 20-Mar-23 20-Mar-23 20-Mar-23 20-Mar-23 20-Mar-23 20-Mar-23 20-Mar-23 20-Mar-23 20-Mar-23 21-Mar-23 21-Mar-23 21-Mar-23 21-Mar-23 21-Mar-23 21-Mar-23 21-Mar-23 21-Mar-23 21-Mar-23 21-Mar-23 21-Mar-23 21-Mar-23 22-Mar-23 22-Mar-23 22-Mar-23 22-Mar-23 22-Mar-23 22-Mar-23 22-Mar-23 22-Mar-23 22-Mar-23 22-Mar-23 22-Mar-23 22-Mar-23 22-Mar-23 22-Mar-23 22-Mar-23 22-Mar-23 22-Mar-23 22-Mar-23 22-Mar-23 22-Mar-23 22-Mar-23 22-Mar-23 22-Mar-23 22-Mar-23 22-Mar-23 22-Mar-23 22-Mar-23 23-Mar-23 23-Mar-23 23-Mar-23 23-Mar-23 23-Mar-23 23-Mar-23 23-Mar-23 23-Mar-23 23-Mar-23 23-Mar-23 23-Mar-23 23-Mar-23 23-Mar-23 23-Mar-23 23-Mar-23 23-Mar-23 23-Mar-23 23-Mar-23 23-Mar-23 23-Mar-23 23-Mar-23 23-Mar-23 23-Mar-23 23-Mar-23 23-Mar-23 24-Mar-23 24-Mar-23 24-Mar-23 24-Mar-23 24-Mar-23 24-Mar-23 24-Mar-23 24-Mar-23 24-Mar-23 24-Mar-23 24-Mar-23 24-Mar-23 24-Mar-23 24-Mar-23 24-Mar-23 24-Mar-23 27-Mar-23 27-Mar-23 27-Mar-23 27-Mar-23 27-Mar-23 27-Mar-23 27-Mar-23 27-Mar-23 27-Mar-23 27-Mar-23 27-Mar-23 27-Mar-23 27-Mar-23 27-Mar-23 27-Mar-23 27-Mar-23 27-Mar-23 27-Mar-23 27-Mar-23 27-Mar-23 27-Mar-23 28-Mar-23 28-Mar-23 28-Mar-23 28-Mar-23 28-Mar-23 28-Mar-23 28-Mar-23 28-Mar-23 Appendix Entity Product Type Type of Transaction J.P. MORGAN SECURITIES AUSTRALIA LIMITED J.P. MORGAN SECURITIES AUSTRALIA LIMITED J.P. MORGAN SECURITIES AUSTRALIA LIMITED J.P. MORGAN SECURITIES AUSTRALIA LIMITED J.P. MORGAN SECURITIES AUSTRALIA LIMITED J.P. MORGAN SECURITIES AUSTRALIA LIMITED J.P. MORGAN SECURITIES AUSTRALIA LIMITED J.P. MORGAN SECURITIES AUSTRALIA LIMITED J.P. MORGAN SECURITIES AUSTRALIA LIMITED J.P. MORGAN SECURITIES AUSTRALIA LIMITED J.P. MORGAN SECURITIES PLC J.P. MORGAN SECURITIES AUSTRALIA LIMITED J.P. MORGAN SECURITIES AUSTRALIA LIMITED JPMORGAN CHASE BANK, N.A. J.P. MORGAN SECURITIES AUSTRALIA LIMITED J.P. MORGAN SECURITIES AUSTRALIA LIMITED J.P. MORGAN SECURITIES AUSTRALIA LIMITED J.P. MORGAN SECURITIES AUSTRALIA LIMITED J.P. MORGAN SECURITIES AUSTRALIA LIMITED J.P. MORGAN SECURITIES AUSTRALIA LIMITED J.P. MORGAN SECURITIES AUSTRALIA LIMITED J.P. MORGAN SECURITIES AUSTRALIA LIMITED J.P. MORGAN SECURITIES AUSTRALIA LIMITED J.P. MORGAN SECURITIES AUSTRALIA LIMITED J.P. MORGAN SECURITIES AUSTRALIA LIMITED JPMORGAN CHASE BANK, N.A. J.P. MORGAN SECURITIES AUSTRALIA LIMITED J.P. MORGAN SECURITIES AUSTRALIA LIMITED J.P. MORGAN SECURITIES AUSTRALIA LIMITED J.P. MORGAN SECURITIES AUSTRALIA LIMITED J.P. MORGAN SECURITIES AUSTRALIA LIMITED J.P. MORGAN SECURITIES AUSTRALIA LIMITED J.P. MORGAN SECURITIES AUSTRALIA LIMITED J.P. MORGAN SECURITIES AUSTRALIA LIMITED J.P. MORGAN SECURITIES AUSTRALIA LIMITED J.P. MORGAN SECURITIES AUSTRALIA LIMITED J.P. MORGAN SECURITIES AUSTRALIA LIMITED J.P. MORGAN SECURITIES AUSTRALIA LIMITED J.P. MORGAN SECURITIES AUSTRALIA LIMITED J.P. MORGAN SECURITIES AUSTRALIA LIMITED J.P. MORGAN SECURITIES AUSTRALIA LIMITED J.P. MORGAN SECURITIES AUSTRALIA LIMITED J.P. MORGAN SECURITIES AUSTRALIA LIMITED J.P. MORGAN SECURITIES AUSTRALIA LIMITED J.P. MORGAN SECURITIES AUSTRALIA LIMITED J.P. MORGAN SECURITIES AUSTRALIA LIMITED J.P. MORGAN SECURITIES AUSTRALIA LIMITED J.P. MORGAN SECURITIES AUSTRALIA LIMITED J.P. MORGAN SECURITIES AUSTRALIA LIMITED J.P. MORGAN SECURITIES PLC JPMORGAN CHASE BANK, N.A. JPMORGAN CHASE BANK, N.A. JPMORGAN CHASE BANK, N.A. J.P. MORGAN SECURITIES AUSTRALIA LIMITED J.P. MORGAN SECURITIES AUSTRALIA LIMITED J.P. MORGAN SECURITIES AUSTRALIA LIMITED J.P. MORGAN SECURITIES AUSTRALIA LIMITED J.P. MORGAN SECURITIES AUSTRALIA LIMITED J.P. MORGAN SECURITIES AUSTRALIA LIMITED J.P. MORGAN SECURITIES AUSTRALIA LIMITED J.P. MORGAN SECURITIES AUSTRALIA LIMITED J.P. MORGAN SECURITIES AUSTRALIA LIMITED J.P. MORGAN SECURITIES AUSTRALIA LIMITED J.P. MORGAN SECURITIES AUSTRALIA LIMITED J.P. MORGAN SECURITIES AUSTRALIA LIMITED J.P. MORGAN SECURITIES AUSTRALIA LIMITED J.P. MORGAN SECURITIES AUSTRALIA LIMITED J.P. MORGAN SECURITIES AUSTRALIA LIMITED J.P. MORGAN SECURITIES AUSTRALIA LIMITED J.P. MORGAN SECURITIES AUSTRALIA LIMITED J.P. MORGAN SECURITIES AUSTRALIA LIMITED J.P. MORGAN SECURITIES AUSTRALIA LIMITED J.P. MORGAN SECURITIES AUSTRALIA LIMITED J.P. MORGAN SECURITIES AUSTRALIA LIMITED J.P. MORGAN SECURITIES AUSTRALIA LIMITED JPMORGAN CHASE BANK, N.A. JPMORGAN CHASE BANK, N.A. JPMORGAN CHASE BANK, N.A. J.P. MORGAN SECURITIES AUSTRALIA LIMITED J.P. MORGAN SECURITIES AUSTRALIA LIMITED J.P. MORGAN SECURITIES AUSTRALIA LIMITED J.P. MORGAN SECURITIES AUSTRALIA LIMITED J.P. MORGAN SECURITIES AUSTRALIA LIMITED J.P. MORGAN SECURITIES AUSTRALIA LIMITED J.P. MORGAN SECURITIES AUSTRALIA LIMITED J.P. MORGAN SECURITIES AUSTRALIA LIMITED J.P. MORGAN SECURITIES AUSTRALIA LIMITED J.P. MORGAN SECURITIES AUSTRALIA LIMITED J.P. MORGAN SECURITIES AUSTRALIA LIMITED J.P. MORGAN SECURITIES AUSTRALIA LIMITED J.P. MORGAN SECURITIES AUSTRALIA LIMITED J.P. MORGAN SECURITIES AUSTRALIA LIMITED J.P. MORGAN SECURITIES PLC JPMORGAN CHASE BANK, N.A. J.P. MORGAN SECURITIES AUSTRALIA LIMITED J.P. MORGAN SECURITIES AUSTRALIA LIMITED J.P. MORGAN SECURITIES AUSTRALIA LIMITED J.P. MORGAN SECURITIES AUSTRALIA LIMITED J.P. MORGAN SECURITIES AUSTRALIA LIMITED J.P. MORGAN SECURITIES AUSTRALIA LIMITED J.P. MORGAN SECURITIES AUSTRALIA LIMITED J.P. MORGAN SECURITIES AUSTRALIA LIMITED J.P. MORGAN SECURITIES AUSTRALIA LIMITED J.P. MORGAN SECURITIES AUSTRALIA LIMITED J.P. MORGAN SECURITIES AUSTRALIA LIMITED J.P. MORGAN SECURITIES AUSTRALIA LIMITED J.P. MORGAN SECURITIES AUSTRALIA LIMITED J.P. MORGAN SECURITIES AUSTRALIA LIMITED J.P. MORGAN SECURITIES AUSTRALIA LIMITED J.P. MORGAN SECURITIES AUSTRALIA LIMITED JPMORGAN CHASE BANK, N.A. JPMORGAN CHASE BANK, N.A. JPMORGAN CHASE BANK, N.A. JPMORGAN CHASE BANK, N.A. JPMORGAN CHASE BANK, N.A. J.P. MORGAN SECURITIES AUSTRALIA LIMITED J.P. MORGAN SECURITIES AUSTRALIA LIMITED J.P. MORGAN SECURITIES AUSTRALIA LIMITED J.P. MORGAN SECURITIES AUSTRALIA LIMITED J.P. MORGAN SECURITIES AUSTRALIA LIMITED J.P. MORGAN SECURITIES AUSTRALIA LIMITED J.P. MORGAN SECURITIES AUSTRALIA LIMITED J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Equity Equity Equity Equity Equity Equity Equity Equity Equity Equity Equity Equity Equity Equity Equity Equity Equity Equity Equity Equity Equity Equity Equity Equity Equity Equity Equity Equity Equity Equity Equity Equity Equity Equity Equity Equity Equity Equity Equity Equity Equity Equity Equity Equity Equity Equity Equity Equity Equity Equity Equity Equity Equity Equity Equity Equity Equity Equity Equity Equity Equity Equity Equity Equity Equity Equity Equity Equity Equity Equity Equity Equity Equity Equity Equity Equity Equity Equity Equity Equity Equity Equity Equity Equity Equity Equity Equity Equity Equity Equity Equity Equity Equity Equity Equity Equity Equity Equity Equity Equity Equity Equity Equity Equity Equity Equity Equity Equity Equity Equity Equity Equity Equity Equity Equity Equity Equity Equity Equity Equity Equity Equity Sell Buy Sell Buy Buy Buy Buy Buy Sell Buy Sell Adjustment Adjustment Borrow Return Sell Buy Sell Buy Sell Sell Buy Buy Buy Sell Sell Borrow Return Buy Sell Buy Buy Sell Buy Sell Buy Buy Buy Sell Buy Buy Buy Sell Buy Buy Sell Buy Buy Sell Sell Sell Sell Borrow Borrow Return Borrow Return Sell Buy Sell Buy Sell Buy Sell Buy Buy Buy Sell Buy Buy Buy Buy Buy Buy Buy Sell Sell Buy Sell Borrow Return Borrow Return Borrow Return Sell Buy Sell Buy Sell Buy Buy Sell Buy Buy Buy Buy Buy Sell Sell Borrow Return Sell Buy Sell Buy Sell Buy Sell Buy Sell Buy Sell Buy Buy Sell Buy Sell Borrow Return Borrow Return Borrow Return Borrow Return Borrow Return Sell Buy Buy Buy Sell Buy Buy Sell Quantity 73,719,937 (146) 146 (16,030) 3,117 47,917 27,519 288,354 107,156 (1,019) 28,198 (706) (13,185) (5) (342,000) (1,370) 1,370 (1,370) 1,026 (35,744) (96,090) 25,177 241,969 95,653 (730) (35,816) (700,550) 14,919 (14,919) 11,970 3,383 (9,604) 2,779 (2,779) 4,786 10,133 36,656 (44,650) 22,380 58,606 42,313 (40,237) 55,009 23,384 (807) 807 121 (121) (12,582) (57,489) (243) 21,261 (21,261) (496,867) (256) 256 (529) 121,964 (49,235) 121,825 (121,825) 11,979 9,980 272 (272) 30,000 502,153 1,040 600,894 327,048 2,850 100 (2,436) (1,040) 724 (724) (376,431) (122,395) (77,605) (110) 110 (1,199) 747 (1,640) 47,917 17,401 (580) 580 171,852 15,659 60,103 139,254 (96,372) (1,928) (35,973) (108) 108 (688) 2,071 (11,979) 476 (476) 121 (121) 186,947 (172,266) 80,000 102,672 (26,556) 92,503 (203,273) (10,039) (31,195) (1,000,000) (194,498) (705,157) (99) 99 25,667 2,566 (95,834) 498 25,562 (25,562) Price (AUD) Consideration 0.52 0.52 0.52 0.50 0.50 0.53 0.50 0.52 0.51 0.50 0.50 0.50 0.50 0.51 0.51 0.51 0.51 0.51 0.51 0.51 0.51 0.52 0.51 0.51 0.51 0.51 0.50 0.50 0.50 0.52 0.52 0.50 0.50 0.50 0.50 0.50 0.52 0.50 0.50 0.50 0.50 0.50 0.50 0.51 0.51 0.50 0.50 0.50 0.48 0.46 0.46 0.46 0.46 0.46 0.46 0.46 0.46 0.46 0.46 0.47 0.46 0.46 0.47 0.48 0.50 0.50 0.46 0.46 0.46 0.46 0.46 0.46 0.48 0.48 0.48 0.48 0.48 0.47 0.47 0.47 0.47 0.46 0.48 0.48 0.48 0.45 0.42 0.42 0.42 0.42 0.42 0.42 0.44 0.43 0.43 0.43 0.44 0.42 0.48 0.42 0.42 0.45 0.45 0.45 0.42 0.45 0.45 $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ 75.92 75.92 8,335.60 1,558.50 23,958.50 14,447.48 144,611.55 55,185.45 520.85 14,099.00 353.00 685.00 685.00 698.70 523.26 18,229.44 48,797.00 12,755.62 123,023.81 48,783.03 370.47 18,445.24 7,608.69 7,608.69 6,044.85 1,708.42 4,826.01 1,396.45 1,396.45 2,488.72 5,269.16 18,144.72 22,101.75 11,078.10 29,009.97 21,344.79 20,722.06 27,265.05 11,692.07 399.47 399.47 59.90 59.90 6,416.82 29,319.39 120.29 126.72 126.72 251.28 55,493.62 22,401.93 55,430.38 55,430.38 5,450.45 4,540.90 123.76 123.76 13,731.60 229,923.81 483.60 276,125.21 149,924.36 1,325.25 47.50 1,205.82 514.80 329.42 329.42 50.05 50.05 545.55 339.89 787.20 23,000.16 8,352.48 278.40 278.40 80,957.24 7,315.92 28,177.43 64,774.56 43,849.26 925.44 51.84 51.84 309.60 859.47 4,971.29 197.54 197.54 50.22 50.22 81,321.95 74,798.59 34,278.00 44,155.43 11,676.75 39,292.68 97,571.04 41.09 41.09 11,550.15 1,154.70 43,125.30 206.67 11,502.90 11,502.90 1/14 TRADES FOR RELEVANT PERIOD 28-Mar-23 28-Mar-23 28-Mar-23 28-Mar-23 28-Mar-23 28-Mar-23 28-Mar-23 28-Mar-23 28-Mar-23 28-Mar-23 28-Mar-23 29-Mar-23 29-Mar-23 29-Mar-23 29-Mar-23 29-Mar-23 29-Mar-23 29-Mar-23 29-Mar-23 29-Mar-23 29-Mar-23 29-Mar-23 29-Mar-23 29-Mar-23 29-Mar-23 29-Mar-23 29-Mar-23 29-Mar-23 29-Mar-23 29-Mar-23 29-Mar-23 29-Mar-23 29-Mar-23 29-Mar-23 29-Mar-23 29-Mar-23 29-Mar-23 29-Mar-23 29-Mar-23 29-Mar-23 30-Mar-23 30-Mar-23 30-Mar-23 30-Mar-23 30-Mar-23 30-Mar-23 30-Mar-23 30-Mar-23 30-Mar-23 30-Mar-23 30-Mar-23 30-Mar-23 30-Mar-23 30-Mar-23 30-Mar-23 30-Mar-23 30-Mar-23 30-Mar-23 30-Mar-23 30-Mar-23 30-Mar-23 30-Mar-23 30-Mar-23 30-Mar-23 30-Mar-23 30-Mar-23 30-Mar-23 31-Mar-23 31-Mar-23 31-Mar-23 31-Mar-23 31-Mar-23 31-Mar-23 31-Mar-23 31-Mar-23 31-Mar-23 31-Mar-23 31-Mar-23 31-Mar-23 31-Mar-23 31-Mar-23 31-Mar-23 31-Mar-23 03-Apr-23 03-Apr-23 03-Apr-23 03-Apr-23 03-Apr-23 03-Apr-23 03-Apr-23 03-Apr-23 03-Apr-23 03-Apr-23 03-Apr-23 03-Apr-23 03-Apr-23 03-Apr-23 03-Apr-23 03-Apr-23 03-Apr-23 03-Apr-23 03-Apr-23 03-Apr-23 03-Apr-23 03-Apr-23 03-Apr-23 04-Apr-23 04-Apr-23 04-Apr-23 04-Apr-23 04-Apr-23 04-Apr-23 04-Apr-23 04-Apr-23 04-Apr-23 04-Apr-23 04-Apr-23 04-Apr-23 04-Apr-23 04-Apr-23 04-Apr-23 04-Apr-23 04-Apr-23 04-Apr-23 04-Apr-23 04-Apr-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED J.P. MORGAN SECURITIES AUSTRALIA LIMITED J.P. MORGAN SECURITIES AUSTRALIA LIMITED J.P. MORGAN SECURITIES AUSTRALIA LIMITED J.P. MORGAN SECURITIES AUSTRALIA LIMITED J.P. MORGAN SECURITIES AUSTRALIA LIMITED J.P. MORGAN SECURITIES AUSTRALIA LIMITED J.P. MORGAN SECURITIES AUSTRALIA LIMITED J.P. MORGAN SECURITIES AUSTRALIA LIMITED JPMORGAN CHASE BANK, N.A. JPMORGAN CHASE BANK, N.A. J.P. MORGAN SECURITIES AUSTRALIA LIMITED J.P. MORGAN SECURITIES AUSTRALIA LIMITED J.P. MORGAN SECURITIES AUSTRALIA LIMITED J.P. MORGAN SECURITIES AUSTRALIA LIMITED J.P. MORGAN SECURITIES AUSTRALIA LIMITED J.P. MORGAN SECURITIES AUSTRALIA LIMITED J.P. MORGAN SECURITIES AUSTRALIA LIMITED J.P. MORGAN SECURITIES AUSTRALIA LIMITED J.P. MORGAN SECURITIES AUSTRALIA LIMITED J.P. MORGAN SECURITIES AUSTRALIA LIMITED J.P. MORGAN SECURITIES AUSTRALIA LIMITED J.P. MORGAN SECURITIES AUSTRALIA LIMITED J.P. MORGAN SECURITIES AUSTRALIA LIMITED J.P. MORGAN SECURITIES AUSTRALIA LIMITED J.P. MORGAN SECURITIES AUSTRALIA LIMITED J.P. MORGAN SECURITIES AUSTRALIA LIMITED J.P. MORGAN SECURITIES PLC J.P. MORGAN SECURITIES PLC J.P. MORGAN SECURITIES PLC J.P. MORGAN SECURITIES PLC J.P. MORGAN SECURITIES PLC J.P. MORGAN SECURITIES PLC J.P. MORGAN SECURITIES PLC J.P. MORGAN SECURITIES PLC J.P. MORGAN SECURITIES PLC J.P. MORGAN SECURITIES PLC J.P. MORGAN SECURITIES AUSTRALIA LIMITED JPMORGAN CHASE BANK, N.A. JPMORGAN CHASE BANK, N.A. J.P. MORGAN SECURITIES AUSTRALIA LIMITED J.P. MORGAN SECURITIES AUSTRALIA LIMITED J.P. MORGAN SECURITIES AUSTRALIA LIMITED J.P. MORGAN SECURITIES AUSTRALIA LIMITED J.P. MORGAN SECURITIES AUSTRALIA LIMITED J.P. MORGAN SECURITIES AUSTRALIA LIMITED J.P. MORGAN SECURITIES AUSTRALIA LIMITED J.P. MORGAN SECURITIES AUSTRALIA LIMITED J.P. MORGAN SECURITIES AUSTRALIA LIMITED J.P. MORGAN SECURITIES AUSTRALIA LIMITED J.P. MORGAN SECURITIES AUSTRALIA LIMITED J.P. MORGAN SECURITIES AUSTRALIA LIMITED J.P. MORGAN SECURITIES AUSTRALIA LIMITED J.P. MORGAN SECURITIES AUSTRALIA LIMITED J.P. MORGAN SECURITIES AUSTRALIA LIMITED J.P. MORGAN SECURITIES AUSTRALIA LIMITED J.P. MORGAN SECURITIES AUSTRALIA LIMITED J.P. MORGAN SECURITIES AUSTRALIA LIMITED J.P. MORGAN SECURITIES AUSTRALIA LIMITED J.P. MORGAN SECURITIES AUSTRALIA LIMITED J.P. MORGAN SECURITIES AUSTRALIA LIMITED JPMORGAN CHASE BANK, N.A. JPMORGAN CHASE BANK, N.A. JPMORGAN CHASE BANK, N.A. JPMORGAN CHASE BANK, N.A. JPMORGAN CHASE BANK, N.A. JPMORGAN CHASE BANK, N.A. J.P. MORGAN SECURITIES AUSTRALIA LIMITED J.P. MORGAN SECURITIES AUSTRALIA LIMITED J.P. MORGAN SECURITIES AUSTRALIA LIMITED J.P. MORGAN SECURITIES AUSTRALIA LIMITED J.P. MORGAN SECURITIES AUSTRALIA LIMITED J.P. MORGAN SECURITIES AUSTRALIA LIMITED J.P. MORGAN SECURITIES AUSTRALIA LIMITED J.P. MORGAN SECURITIES AUSTRALIA LIMITED J.P. MORGAN SECURITIES AUSTRALIA LIMITED J.P. MORGAN SECURITIES AUSTRALIA LIMITED J.P. MORGAN SECURITIES AUSTRALIA LIMITED J.P. MORGAN SECURITIES AUSTRALIA LIMITED J.P. MORGAN SECURITIES AUSTRALIA LIMITED J.P. MORGAN SECURITIES AUSTRALIA LIMITED JPMORGAN CHASE BANK, N.A. JPMORGAN CHASE BANK, N.A. J.P. MORGAN SECURITIES AUSTRALIA LIMITED J.P. MORGAN SECURITIES AUSTRALIA LIMITED J.P. MORGAN SECURITIES AUSTRALIA LIMITED J.P. MORGAN SECURITIES AUSTRALIA LIMITED J.P. MORGAN SECURITIES AUSTRALIA LIMITED J.P. MORGAN SECURITIES AUSTRALIA LIMITED J.P. MORGAN SECURITIES AUSTRALIA LIMITED J.P. MORGAN SECURITIES AUSTRALIA LIMITED J.P. MORGAN SECURITIES AUSTRALIA LIMITED J.P. MORGAN SECURITIES AUSTRALIA LIMITED J.P. MORGAN SECURITIES AUSTRALIA LIMITED J.P. MORGAN SECURITIES AUSTRALIA LIMITED J.P. MORGAN SECURITIES AUSTRALIA LIMITED J.P. MORGAN SECURITIES AUSTRALIA LIMITED J.P. MORGAN SECURITIES AUSTRALIA LIMITED J.P. MORGAN SECURITIES AUSTRALIA LIMITED J.P. MORGAN SECURITIES AUSTRALIA LIMITED J.P. MORGAN SECURITIES AUSTRALIA LIMITED J.P. MORGAN SECURITIES AUSTRALIA LIMITED J.P. MORGAN SECURITIES AUSTRALIA LIMITED JPMORGAN CHASE BANK, N.A. JPMORGAN CHASE BANK, N.A. JPMORGAN CHASE BANK, N.A. J.P. MORGAN SECURITIES AUSTRALIA LIMITED J.P. MORGAN SECURITIES AUSTRALIA LIMITED J.P. MORGAN SECURITIES AUSTRALIA LIMITED J.P. MORGAN SECURITIES AUSTRALIA LIMITED J.P. MORGAN SECURITIES AUSTRALIA LIMITED J.P. MORGAN SECURITIES AUSTRALIA LIMITED J.P. MORGAN SECURITIES AUSTRALIA LIMITED J.P. MORGAN SECURITIES AUSTRALIA LIMITED J.P. MORGAN SECURITIES AUSTRALIA LIMITED J.P. MORGAN SECURITIES AUSTRALIA LIMITED J.P. MORGAN SECURITIES AUSTRALIA LIMITED J.P. MORGAN SECURITIES AUSTRALIA LIMITED JPMORGAN CHASE BANK, N.A. JPMORGAN CHASE BANK, N.A. JPMORGAN CHASE BANK, N.A. JPMORGAN CHASE BANK, N.A. JPMORGAN CHASE BANK, N.A. JPMORGAN CHASE BANK, N.A. JPMORGAN CHASE BANK, N.A. JPMORGAN CHASE BANK, N.A. Equity Equity Equity Equity Equity Equity Equity Equity Equity Equity Equity Equity Equity Equity Equity Equity Equity Equity Equity Equity Equity Equity Equity Equity Equity Equity Equity Equity Equity Equity Equity Equity Equity Equity Equity Equity Equity Equity Equity Equity Equity Equity Equity Equity Equity Equity Equity Equity Equity Equity Equity Equity Equity Equity Equity Equity Equity Equity Equity Equity Equity Equity Equity Equity Equity Equity Equity Equity Equity Equity Equity Equity Equity Equity Equity Equity Equity Equity Equity Equity Equity Equity Equity Equity Equity Equity Equity Equity Equity Equity Equity Equity Equity Equity Equity Equity Equity Equity Equity Equity Equity Equity Equity Equity Equity Equity Equity Equity Equity Equity Equity Equity Equity Equity Equity Equity Equity Equity Equity Equity Equity Equity Equity Equity Equity Equity Sell Buy Sell Buy Buy Sell Buy Sell Sell Borrow Return Borrow Buy Sell Buy Sell Sell Sell Sell Sell Sell Sell Buy Buy Buy Buy Buy Buy Borrow Return Borrow Return Borrow Return Borrow Return Borrow Return Borrow Return Borrow Return Borrow Return Borrow Return Borrow Return Borrow Return Borrow Borrow Return Sell Buy Sell Buy Sell Buy Sell Buy Sell Buy Sell Sell Sell Sell Buy Buy Sell Sell Buy Buy Sell Borrow Borrow Borrow Borrow Borrow Borrow Return Sell Buy Sell Sell Sell Sell Sell Sell Sell Buy Sell Sell Sell Sell Borrow Borrow Buy Sell Sell Buy Buy Buy Buy Buy Buy Buy Sell Sell Sell Buy Buy Buy Sell Sell Sell Borrow Borrow Borrow Borrow Sell Buy Sell Sell Buy Buy Buy Buy Sell Sell Buy Sell Borrow Return Borrow Return Borrow Return Borrow Return Borrow Return Borrow Return Borrow Return Borrow Return (24,568) 92,640 (1,197) 228,664 641,441 (117,787) 285,135 (5,831) (356,411) (565,111) 1,500,000 1,039 (1,039) 934 (1,868) (1,521) (41,681) (72,411) (110,450) (8,984) (214) 214 27,061 242,287 3,443 64,910 16,059 (200,000) (17,013) (25,429) (7,257) (10,039) (5,324) (2,500) (26,904) (9,231) (3,003) (1,000,000) 79,921 (1,318,163) (319) 319 (1,420) 1,420 (1,953) 69,282 (140,727) 28,554 (14,983) 97,664 (97,664) (50,258) (35,932) (50,325) 1,510 74,684 (81,990) (606) 606 723 (723) 31,195 36,943 15,734 247,097 6,216 (2,766,803) (67) 67 (122) (297) (71,568) (9,559) (23,955) (8,672) (868) 868 (405,409) (41,279) (92,640) (13,384) 8,397 215,982 73 (73) (795) 2,071 1,677 102,445 15,260 6,252 42,606 5,473 (73,397) (11,691) (657,474) 15,061 219,557 83,368 (145,117) (169,390) (9,971) 1,000,000 2,500,000 133,477 266,523 (1,754) 1,754 (1,754) (25,800) 17,267 2,928 218 76,341 (218) (38,476) 7,634 (7,634) (142,436) (44,850) (36,943) (26,904) (6,216) (70,036) (8,397) (215,982) 0.45 0.45 0.45 0.45 0.44 0.45 0.45 0.46 0.42 0.45 0.45 0.44 0.45 0.45 0.45 0.45 0.45 0.45 0.45 0.45 0.45 0.45 0.45 0.45 0.45 0.45 0.45 0.47 0.47 0.47 0.47 0.47 0.47 0.47 0.47 0.47 0.47 0.47 0.48 0.48 0.48 0.47 0.47 0.47 0.47 0.47 0.47 0.47 0.48 0.45 0.45 0.45 0.45 0.45 0.45 0.45 0.47 0.48 0.47 0.47 0.45 0.45 0.50 0.48 0.48 0.48 0.48 0.48 0.48 0.48 0.48 0.50 0.50 0.49 0.49 0.52 0.49 0.45 0.45 0.48 0.48 0.49 0.46 0.46 0.46 0.47 0.47 0.48 0.48 0.46 0.46 - $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ Appendix 11,055.60 42,088.30 540.40 103,641.50 282,255.85 53,003.09 128,444.19 2,653.11 147,910.57 467.55 467.55 410.96 840.60 684.45 18,756.45 32,584.95 49,702.50 4,042.80 96.30 96.30 12,227.57 109,793.08 1,549.92 29,419.35 7,279.56 143.55 143.55 667.40 667.40 908.15 32,562.54 66,075.69 13,420.38 7,042.01 45,902.08 45,902.08 23,621.26 16,888.04 24,274.26 717.57 35,474.90 38,912.54 284.82 284.82 339.81 339.81 31.49 31.49 57.95 132.17 31,847.76 4,253.76 10,659.98 3,859.04 386.26 386.26 188,596.27 19,813.92 43,540.80 6,290.48 32.49 32.49 397.50 994.08 804.96 49,173.60 7,324.80 3,000.96 20,450.88 2,651.88 35,595.34 5,797.38 328,055.20 7,379.89 108,102.62 43,359.53 70,964.68 75,378.55 4,437.10 841.92 841.92 859.46 11,868.00 7,942.82 1,346.88 103.27 35,752.02 104.64 18,468.48 3,511.64 3,511.64 - 2/14 TRADES FOR RELEVANT PERIOD 05-Apr-23 05-Apr-23 05-Apr-23 05-Apr-23 05-Apr-23 05-Apr-23 05-Apr-23 05-Apr-23 05-Apr-23 05-Apr-23 05-Apr-23 05-Apr-23 05-Apr-23 05-Apr-23 05-Apr-23 05-Apr-23 05-Apr-23 05-Apr-23 05-Apr-23 05-Apr-23 05-Apr-23 06-Apr-23 06-Apr-23 06-Apr-23 06-Apr-23 06-Apr-23 06-Apr-23 06-Apr-23 06-Apr-23 06-Apr-23 06-Apr-23 06-Apr-23 11-Apr-23 11-Apr-23 11-Apr-23 11-Apr-23 11-Apr-23 11-Apr-23 11-Apr-23 11-Apr-23 11-Apr-23 11-Apr-23 11-Apr-23 11-Apr-23 11-Apr-23 11-Apr-23 11-Apr-23 11-Apr-23 11-Apr-23 12-Apr-23 12-Apr-23 12-Apr-23 12-Apr-23 12-Apr-23 12-Apr-23 12-Apr-23 12-Apr-23 12-Apr-23 12-Apr-23 12-Apr-23 12-Apr-23 12-Apr-23 13-Apr-23 13-Apr-23 13-Apr-23 13-Apr-23 13-Apr-23 13-Apr-23 13-Apr-23 13-Apr-23 13-Apr-23 13-Apr-23 13-Apr-23 13-Apr-23 13-Apr-23 14-Apr-23 14-Apr-23 14-Apr-23 14-Apr-23 14-Apr-23 14-Apr-23 14-Apr-23 14-Apr-23 14-Apr-23 14-Apr-23 14-Apr-23 14-Apr-23 14-Apr-23 14-Apr-23 14-Apr-23 17-Apr-23 17-Apr-23 17-Apr-23 17-Apr-23 17-Apr-23 17-Apr-23 17-Apr-23 17-Apr-23 17-Apr-23 17-Apr-23 17-Apr-23 17-Apr-23 17-Apr-23 17-Apr-23 17-Apr-23 17-Apr-23 17-Apr-23 17-Apr-23 17-Apr-23 17-Apr-23 17-Apr-23 17-Apr-23 17-Apr-23 17-Apr-23 17-Apr-23 17-Apr-23 18-Apr-23 18-Apr-23 18-Apr-23 18-Apr-23 18-Apr-23 18-Apr-23 18-Apr-23 18-Apr-23 18-Apr-23 18-Apr-23 Appendix J.P. MORGAN SECURITIES AUSTRALIA LIMITED J.P. MORGAN SECURITIES AUSTRALIA LIMITED J.P. MORGAN SECURITIES AUSTRALIA LIMITED J.P. MORGAN SECURITIES AUSTRALIA LIMITED J.P. MORGAN SECURITIES AUSTRALIA LIMITED J.P. MORGAN SECURITIES AUSTRALIA LIMITED J.P. MORGAN SECURITIES AUSTRALIA LIMITED J.P. MORGAN SECURITIES AUSTRALIA LIMITED J.P. MORGAN SECURITIES AUSTRALIA LIMITED J.P. MORGAN SECURITIES AUSTRALIA LIMITED J.P. MORGAN SECURITIES AUSTRALIA LIMITED JPMORGAN CHASE BANK, N.A. JPMORGAN CHASE BANK, N.A. JPMORGAN CHASE BANK, N.A. JPMORGAN CHASE BANK, N.A. JPMORGAN CHASE BANK, N.A. JPMORGAN CHASE BANK, N.A. JPMORGAN CHASE BANK, N.A. JPMORGAN CHASE BANK, N.A. JPMORGAN CHASE BANK, N.A. JPMORGAN CHASE BANK, N.A. J.P. MORGAN SECURITIES AUSTRALIA LIMITED J.P. MORGAN SECURITIES AUSTRALIA LIMITED J.P. MORGAN SECURITIES AUSTRALIA LIMITED J.P. MORGAN SECURITIES AUSTRALIA LIMITED J.P. MORGAN SECURITIES AUSTRALIA LIMITED J.P. MORGAN SECURITIES AUSTRALIA LIMITED J.P. MORGAN SECURITIES AUSTRALIA LIMITED J.P. MORGAN SECURITIES AUSTRALIA LIMI

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